Employee Benefit Plan (401k) Audits
Audit requirements for 401(k) and other employee benefit plans are complex — and as regulations evolve, so do your responsibilities. Whether you’re navigating ERISA compliance, managing fiduciary duties, or preparing for your first audit, Frank, Rimerman + Co. delivers the clarity and assurance you need.
Our Approach: Personalized, Practical, Proactive
Every employee benefit plan is different. We design our audits based on a deep understanding of your plan’s operations, participant demographics, and administrative structure. Our goal is to go beyond compliance — delivering actionable feedback that strengthens internal controls, streamlines processes, and positions your plan to better serve employees.
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Our Services Include:
- 401(k) and 403(b) Plan Audits for plans with 100+ eligible participants
- Audit Readiness Consulting for first-time filers or growing plans
- Internal Control Recommendations to support plan governance
- Plan Operations Feedback to improve compliance and efficiency
Why Choose Frank, Rimerman?
- Deep Expertise:
We’ve audited employee benefit plans ranging from 100 to 4,000+ participants and over $1B in assets. As a member of the AICPA Employee Benefit Plan Audit Quality Center, we stay ahead of evolving IRS, DOL, and ERISA requirements. - Customized Service, Consistent Quality:
From boutique startups to established employers, our service model remains the same: proactive, responsive, and high-touch. Our audits are customized with intent, not replicated by routine. - Part of a Full-Service Firm:
Unlike niche providers, we offer more than just audits. With in-house tax and advisory services, we bring a holistic view of your business to every engagement — making us a long-term partner, not just a one-time provider.
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Serving Plan Sponsors Nationwide — Backed by 75+ Years of Trusted Expertise
Born in the heart of Silicon Valley, we’ve spent over 75 years partnering with plan sponsors across the country. Our longstanding success is built on deep expertise, enduring client relationships, and a commitment to quality and results that stand the test of time.
Ready to Audit with Confidence?
Whether you’re preparing for your first audit or seeking a more strategic partner, we’re here to help. Contact us today.
